Criminal punishment situation | |||||||
序号 | Object of punishment | Penalty decision number | Name of penalty decision | Punishment type | Punishment agency | Cause of punishment | Penalty date |
无 | 无 | 无 | 无 | 无 | 无 | 无 | 无 |
Administrative punishment situation | |||||||
序号 | Object of punishment | Penalty decision number | Name of penalty decision | Punishment type | Punishment agency | Cause of punishment | Penalty date |
无 | 无 | 无 | 无 | 无 | 无 | 无 | 无 |
The situation of forbidden entry to the stock market | |||||||
序号 | Measure object | The measure determines the symbol | Measure determines name | Implementing authority | Reasons for the implementation of measures | Implementation date | |
无 | 无 | 无 | 无 | 无 | 无 | 无 | |
Administrative disposition | |||||||
序号 | Processing object | Processing decision number | Processing decision name | Processing type | Processing organ | Subject matter | Processing date |
无 | 无 | 无 | 无 | 无 | 无 | 无 | 无 |
Self-disciplinary situation of the Institute of Certified Public Accountants | |||||||
序号 | Disciplinary object | Disciplinary decision number | Disciplinary decision name | Type of punishment | Disciplinary institution | Disciplinary cause | Disciplinary date |
无 | 无 | 无 | 无 | 无 | 无 | 无 | 无 |
Stock exchange disciplinary action | |||||||
序号 | Subject of disciplinary action | Disciplinary decision number | Disciplinary action determines the name | Type of disciplinary action | Disciplinary body | Grounds for disciplinary action | Date of disciplinary action |
无 | 无 | 无 | 无 | 无 | 无 | 无 | 无 |
Civil compensation situation | |||||||
序号 | Name of effective judgment | Effective judgment number | Bear the amount of civil compensation | Adjudicatory organ | Cause of judgment | Date of judgment | |
无 | 无 | 无 | 无 | 无 | 无 | 无 | |
注: |
1.The object of punishment shall include accounting firms and practitioners, and the object shall include the specific name of practitioners; 2.The types of punishment include criminal punishment, administrative punishment, ban from the securities market, administrative treatment, self-disciplinary punishment of the Institute of Certified Public Accountants, and disciplinary punishment of the stock exchange; 3.Civil compensation is an effective judgment; 4.The period of handling penalties and bearing civil compensation is the previous year (January 1 to December 31); 5.Where a practitioner is transferred to a firm after receiving a punishment for handling, the accounting firm in which the practitioner is employed at the time the punishment is handled shall disclose it。 |